rt360 GRC – Compliance Management

Governance, Risk & Compliance Suite



Ensure automated compliance to the full spectrum of regulatory controls & standards

rt360 GRC – Compliance Management

From the award-winning rt360 product suite

rt360 GRC – Compliance Management

The evolving regulatory landscape has made compliance a pressing challenge for today’s organizations. Organizations need to constantly monitor adherence to external regulatory and legal requirements as well as internal policies and bylaws through a single pane of glass. They are also driven by the need to promote a culture of good governance, where proactive compliance to rules and regulations percolates to the grassroots of the organizational hierarchy.

The rt360 Compliance Management solution automates the overall compliance process such as identify, assess, and helping to monitor adherence for organizations. One of the key objectives of the solution is to protect the company from considerable reputational damage and high financial penalties caused by non-compliance. A market-leading solution, rt360 GRC – Compliance Management enables organizations to accelerate their roadmap to regulatory compliance at a significantly competitive price-point.

Key Features

Compliance library and controls

An accurate and complete record of key compliance obligations

Includes associated controls and risks of non-compliance

Configurable workflows and alerts

Automated workflows, email notifications issued to respective departments

Reminders for periodic regulatory assessments and alerts for non-compliance

Governance and ownership

Allocation of accountability at every stage for end-to-end compliance

Ability to create stakeholder related compliance workshops to track action items

Define and monitor

Define and continuously monitor compliance obligations with associated timelines

Incorporate organization’s compliance matrix, questionnaire, templates, and so on.

Internal and external assessments

Compliance calendar detailing all compliance/policy assessments

Options for the user to schedule assessments and track ongoing status

Audit and incident reporting capabilities

Audit trail with detailed tracking of activities including timestamp

Real time customizable reports and feature-rich dashboards

Key Functionalities

Regulations Library
rt360 Enterprise Management

Update and maintain a single source of truth for everything related to compliance management through a global library accessible exclusively to authorized users

Compliance Programs
rt360 Enterprise Management

Create and execute standardized programs to gain real-time compliance insights, prevent potential risks early and improve collaboration across departments.

Compliance Register
rt360 Enterprise Management

Build and manage internal policies and external regulations through a centralized process repository that automates risk management and end-to-end process control.

Compliance Assessment
rt360 Enterprise Management

Ensure that compliance requirements are assessed and monitored periodically and check the effectiveness of each control through standardized assessment process.

Reports & Dashboard
rt360 Enterprise Management

Gain a 360-degree view of your organization’s compliance landscape through graphical dashboard representations and standard or custom reporting capabilities.

Integrated Compliance Management
rt360 Enterprise Management

Integrate compliance with rt360 Enterprise Risk Management, Audit and Incident Management modules as well as legacy in-house and external third-party systems.

Advanced Analytics
rt360 Enterprise Management

Use analytics and data insights built on next-generation technologies, like text mining and NLP algorithms, to analyze compliance data, pattern-match and improve the risk outlook.


Accelerated time to market
Compliance programs aligned to business objectives
Improved compliance
Centralized view & transparency in compliance cycle
Mitigated risks and Increased profitability
Reduced risk of compliance violations and risks
Competitive advantage
Integrated approach to manage non-compliance
Accelerated time to market
Reduction in compliance & policy management cycle
Improved compliance
Improved productivity
Mitigated risks and Increased profitability
Advanced analytics and proactive data insights

Value Proposition

Improved compliance
Business first, technology next approach
Functional decomposition gives financial institutions flexibility
Industry-specific risk registers, controls
Flexible pricing models
Compliant to global GRC frameworks
Highly modular, allowing financial institutions to select services
Flexible commercials and deployment models


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risk management suite

rt360 is a risk management product suite to manage the entire risk portfolio of banks and financial institutions that includes credit risk, capital allocation, pricing risk, liquidity risk, model risk and operational risk.

rt360 is designed by bankers, risk practitioners and technology specialists with a Business First, Technology Next approach, empowering banks and financial institutions to focus on their credit growth and profitability while managing their risks. The product is fully designed and made in India to address the complexities of the financial sector globally. The suite comprises of five distinct products to manage each of the risk portfolio.